M.S. Thesis: Legal Framework for Waste-to-Energy in Brazil

Case Studies of São Paulo and Barueri

Author: Paulo Ernani Bergamo dos Santos
Advisor: Prof. Nickolas J. Themelis
Co-Advisor: Prof. A.C. Bourtsalas
Institution: Department of Earth and Environmental Engineering, Fu Foundation School of Engineering & Applied Science, Columbia University
Date: April 30, 2016

Overview

This master’s thesis provides a comprehensive analysis of the legal and regulatory framework required to enable Waste-to-Energy (WtE) development in Brazil, with a focus on the State of São Paulo.

It explores the critical intersection between:

  • Rapid urbanization and population growth
  • Increasing energy demand
  • Integrated solid waste management systems
  • Circular economy and resource recovery strategies

The study highlights how policy, licensing, and institutional alignment are key enablers for transitioning from landfilling to sustainable waste-to-value solutions.

Case Studies

1. URE Barueri (Energy Recovery Unit)

  • First Waste-to-Energy project in Brazil undergoing licensing
  • Located in Barueri (~246,000 inhabitants)
  • Positioned 26.5 km from São Paulo city center
  • Represents a pioneering step toward modern waste treatment infrastructure

2. São Paulo Metropolitan WtE Project

  • Designed to serve the city of São Paulo (~12 million inhabitants)
  • Integrated within a metropolitan area of over 20 million people
  • One of the largest potential WtE developments in Latin America
  • Reflects the scale and urgency of managing residual waste in megacities

Key Contribution

This research delivers valuable insights into:

  • Regulatory barriers and opportunities for WtE deployment
  • Licensing processes and environmental compliance challenges
  • The role of governance in enabling large-scale infrastructure projects
  • Strategic pathways for shifting from landfill dependence to energy and material recovery

It serves as a reference for policymakers, researchers, and industry stakeholders working on sustainable waste management transitions in emerging economies.

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